Canada Cooperative Associations Act [ An Act respecting cooperative associations ]

An Act to amend the Canada Cooperative Associations Act (definition of infant)

Cooperative Credit Associations Act [ An Act respecting cooperative credit associations ]

(i) a bank or the Business Development Bank of Canada, (ii) an association to which the Cooperative Credit Associations Act applies, a central cooperative credit society for which an order has been made under subsection 473(1) of that Act or a cooperative credit society incorporated and regulated by or under an Act of the legislature of a province, (iii) a body corporate to which the Trust and Loan Companies Act appli ...[+++]es or a trust or loan corporation incorporated by or under an Act of the legislature of a province, (iv) an insurance company or a fraternal benefit society incorporated or formed under the Insurance Companies Act or an insurance corporation incorporated by or under an Act of the legislature of a province, (v) a subsidiary of any company referred to in subparagraph (i), (ii), (iii) or (iv), where the company owns all of the voting shares of the subsidiary, (vi) a dealer registered in the category of broker, investment dealer or securities dealer, (vii) Her Majesty in right of Canada or any province, or (viii) any municipal corporation or public board or commission in Canada,

(d) a trade where the party purchasing as principal is a company or a person and is recognized by the Commission as an exempt purchaser; (e) a trade where the purchaser purchases as principal, if the trade is in a security which has an aggregate acquisition cost to such purchaser of not less than $150,000 or such other amount as is prescribed; (f) a trade from the holdings of any person, company or combination of persons or companies described in paragraph (c) of the definition of " distribution" in subsection 2(1) for the purpose ...[+++]of giving collateral for a debt made in good faith; (g) a trade by or for the account of a pledgee, mortgagee or other encumbrancer for the purpose of liquidating a debt made in good faith by selling or offering for sale a security pledged, mortgaged or otherwise encumbered in good faith as collateral for the debt; (h) a trade in a security that may occasionally be transacted by employees of a registered dealer where the employees do not usually sell securities and have been designated by the Director as non-trading employees, either individually or as a class;

(c) securities issued by a private mutual fund; (d) negotiable promissory notes or commercial paper maturing not more than one year from the date of issue, provided that each such note or commercial paper traded to an individual has a denomination or principal amount of not less than $50,000; (e) mortgages or other encumbrances upon real or personal property, other than mortgages or other encumbrances contained in or secured by a bond, debenture or similar obligation or in a trust deed or other instrument to secure bonds or debentures or similar obligations, if such mortgages or other encumbrances are offered for sale by a person or co ...[+++]mpany registered or licensed, or exempted from the requirement to be registered or licensed, by or under an Act of the legislature of a province that regulates persons who sell such mortgages or encumbrances; (f) securities evidencing indebtedness due under any conditional sales contract or other title retention contract providing for the acquisition of personal property if such securities are not offered for sale to an individual; (g) securities issued by an issuer organized exclusively for educational, benevolent, fraternal, charitable, religious or recreational purposes and not for profit, where no commission or other remuneration is paid in connection with the sale thereof; (h) securities issued by a cooperative to which the Canada Co-operatives Act applies or by a cooperative entity incorporated and regulated by or under an Act of the legislature of a province; (i) membership shares of an association to which the Cooperative Credit Associations Act applies, a central cooperative credit society for which an order has been made under subsection 473(1) of that Act or a cooperative credit society incorporated and regulated by or under an Act of the legislature of a province;

(a) a bank, the Business Development Bank of Canada, a trust company under the Trust and Loan Companies Act, a trust corporation incorporated by or under an Act of the legislature of a province, an association to which the Cooperative Credit Associations Act applies, a central cooperative credit society for which an order has been made under subsection 473(1) of that Act, a cooperative credit society incorporated and regulated by o ...[+++]r under an Act of the legislature of a province, an insurance company or a fraternal benefit society incorporated or formed under the Insurance Companies Act or an insurance corporation incorporated by or under an Act of the legislature of a province; (b) a lawyer, accountant, engineer or teacher; (c) a registered dealer, or any partner, officer or employee thereof; and (d) a publisher of or any writer for any newspaper, news magazine or business or financial publication of general and regular paid circulation distributed only to subscribers thereto for value or to purchasers thereof, who gives advice as an adviser only through such publication and has no interest either directly or indirectly in any of the securities upon which the advice is given and receives no commission or other consideration for giving the advice,