Securities and Exchange Commission | SEC [Abbr.]

security not dealt in on the stock exchange

unlisted security

listed securities

Securities and Futures Commission

floats, new

stock exchange | stock market | organized securities exchange

soft dollars | soft commissions | soft dollar | soft dollar services | soft dollar payments

listing [ listing of securities ]

listed security [ quoted security | publicly traded security | publicly listed security ]

This overhaul of the existing rules will probably centre on the introduction of shelf-registration techniques for all companies whose securities are publicly traded.

[8] Art. 4 of the Commission Regulation (EC) N° 438/2001 stipulates: "Management and control systems shall include procedures to verify the delivery of the products and services co-financed and the reality of expenditure claimed and to ensure compliance with the terms of the relevant Commission decision under Article 28 of Regulation (EC) No 1260/1999 and with applicable national and Community rules on, in particular, the eligibility of expenditure for support from the Structural Funds under the assistance concerned, public procuremen ...[+++]t, State aid (including the rules on the c on the cumulations of aid), protection of the environment and equality of opportunity".

14. Supports the approach outlined in Commission Regulation (EC) No 1569/2007 of 21 December 2007 establishing a mechanism for the determination of equivalence of accounting standards applied by third-country issuers of securities pursuant to Directives 2003/71/EC and 2004/109/EC of the European Parliament and of the Council and in the spirit of the letter of 26 September 2007 from the Commission to the US Securities and Exchange Commission (SEC) on 'Proposed Rules on acceptance from foreign private issuers of financial statements prepared in accordance with international financial reporting standards without reconciliation to US GAAP' a ...[+++]s well as its resolution on the same issue underlining notably that 'A decision by the Commission will imply, in all cases, the right for EU issuers to use, in any third country, IFRS (International Financial Reporting Standards) as endorsed by the European Union';

10. Supports the approach outlined in Regulation (EC) No 1569/2007 and the letter of 26 September 2007 from the Commission to the US Securities and Exchange Commission (SEC) on Proposed Rules on acceptance from foreign private issuers of financial statements prepared in accordance with international financial reporting standards without reconciliation to US GAAP, as well as its resolution of 14 November 2007 on application of the international accounting standards, which emphasised in particular that "[a] decision by the Commission will imply, in all cases, the right for EU issuers to use in any third country, IFRS [International Financi ...[+++]al Reporting Standards] as endorsed by the European Union";