client application form

answer customers' inquiries | deal with client's enquiries | respond to a customer inquiry | respond to customers' inquiries

Client Accommodation Demand Strategy

call card | call slip | requisition form

application for admission | admission application | admission form | application form for admission | admission application form

Enrolment Application Form [ Enrolment Application Form (Canadian Forces) ]

application form | application | application for employment | employment application | job application

address customer requests based on the REACh Regulation 1907 2006 | complete customer requests based on the REACh Regulation 1907 2006 | deal with customer requests based on the REACh Regulation 1907 2006 | process customer requests based on the REACh Regulation 1907 2006

address customer requests in relation to shipments | handle customer requests related to freight | deal with requests of customers related to cargo | handle customer requests related to cargo

any warning given to the client where the investment service or product purchase was assessed as potentially inappropriate for the client, whether the client asked to proceed with the transaction despite the warning and, where applicable, whether the firm accepted the client's request to proceed with the transaction.

any warning given to the client where the client did not provide sufficient information to enable the firm to undertake an appropriateness assessment, whether the client asked to proceed with the transaction despite this warning and, where applicable, whether the firm accepted the client's request to proceed with the transaction.

2. Without prejudice to Article 20(1), Member States shall ensure that an insurance intermediary or insurance undertaking, when carrying out insurance distribution activities other than those referred to in paragraph 1 of this Article, in relation to sales where no advice is given, asks the customer or potential customer to provide information regarding that person’s knowledge and experience in the investment field relevant to the specific type of product or service offered or demanded so as to enable the insurance intermediary or the insurance undertaking to assess whether the insurance service or product envisaged is appropriate for th ...[+++]e customer.

(45) In order to be able to mitigate potential client redemptions in times of severe market stress, all Public Debt CNAV MMFs, Retail CNAV MMFs and LVNAV MMFs should have in place provisions for liquidity fees and redemption gates to prevent significant redemptions in times of market stress and to prevent other investors being unfairly exposed to prevailing market conditions.